Abstract
Given the broad capabilities of large language models, it should be possible to work towards a general-purpose, text-based assistant that is aligned with human values, meaning that it is helpful, honest, and harmless. As an initial foray in this direction we study simple baseline techniques and evaluations, such as prompting. We find that the benefits from modest interventions increase with model size, generalize to a variety of alignment evaluations, and do not compromise the performance of large models. Next we investigate scaling trends for several training objectives relevant to alignment, comparing imitation learning, binary discrimination, and ranked preference modeling. We find that ranked preference modeling performs much better than imitation learning, and often scales more favorably with model size. In contrast, binary discrimination typically performs and scales very similarly to imitation learning. Finally we study a `preference model pre-training' stage of training, with the goal of improving sample efficiency when finetuning on human preferences.
Related content
Patterns and problems in emerging multiagent systems
Here, we identify a few examples of behavioral tendencies in current frontier models and show how they can produce unexpected systemic failures, in hopes of starting a conversation about mitigating these risks.
Read moreReviewing the evidence on worker retraining programs
We're sharing a review of the evidence on worker retraining programs, coauthored by independent researcher David Roodman and Anthropic's Maxim Massenkoff.
Read moreLearning more about Claude's mathematical capabilities
An unreleased research version of Claude has made strides on a problem related to the Riemann hypothesis. It improved a longstanding lower bound for the fraction of zeros of the Riemann zeta function that satisfy the hypothesis, increasing it from 41.6% to 67.2%.
Read more